Supplementary Information Tables – Upcoming Internal Audits and Evaluations over the next three fiscal years

A. All upcoming Internal Audits over the next three fiscal years

FY2013–14

Name of Internal Audit Internal Audit Type Status Expected Completion Date1
Audit of Compliance with Management, Resources and Results Structure Policy Assurance - Compliance Completed Completed
OAG Performance Audit of Chronic Diseases Assurance - OAG horizontal compliance Completed Completed
Audit of Core Management Controls – Procurement & Human Resources Assurance - Internal Control Completed Completed
Audit of Research Reporting System Assurance - Performance In progress March 2014
Joint Audit & Evaluation of Research Commercialization Programs Assurance - Performance In progress March 2014
Audit of Applicant Feedback Assurance - Performance In progress March 2014
OCG Horizontal Audit of Financial Forecasting Assurance - OCG Horizontal Compliance In progress March 2014
Joint Audit & Evaluation of Institute Sponsored Initiatives Assurance - Performance Planned September 2014

FY2014–15

Name of Internal Audit Internal Audit Type Status Expected Completion Date1
Audit of the Tri-Council Responsible Conduct of Research Policy Assurance - Compliance Planned March 2015
Review of the Reform Implementation Consulting - Governance Planned March 2015
Audit of Indirect Cost Calculation Assurance - Performance Planned January 2015
Audit of the Grants & Awards Standard Operating Procedures Assurance - Performance Planned February 2015
Continuous Auditing: Core Management Controls Assurance - Internal Control Planned June 2014

FY2015–16

Name of Internal Audit Internal Audit Type Status Expected Completion Date1
Joint Audit & Evaluation of Institute Support Grants (Governance & Administration) Assurance - Compliance Planned December 2015
Audit of the Strategy for Patient-Oriented Research (Networks and Support Units) Assurance - Performance Planned March 2016
Audit of Information Management Assurance - Compliance Planned March 2016
Audit of Signature Initiatives Assurance - Performance Planned March 2016

B. All upcoming Evaluations over the next three fiscal years

ProgramFootnote 2 Proposed Title of EvaluationFootnote 3 Planned Evaluation Start DateFootnote 3 Expected Completion DateFootnote 3
1.1.1 Operating Support Joint Audit and Evaluation of Research Commercialization Programs June 2012 May 2014
1.2.1 Institute-driven Initiatives Evaluation of Canada-China Joint Health Research Initiative April 2013 May 2014
1.2.1 Institute-driven Initiatives Evaluation of Canada-HOPE Scholarship Program Nov. 2012 May 2014
1.2.2 Horizontal Health Research Initiatives Evaluation of the Drug Safety and Effectiveness Network Sept. 2012 May 2014
1.1.2 Training and Career Support Canada Excellence Research Chairs Evaluation May 2013 June 2014
1.1.2 Training and Career Support Canada Graduate Scholarships Program Evaluation Dec. 2012 June 2014
1.1.2 Training and Career Support Vanier Program Evaluation July 2012 June 2014
1.1.2 Training and Career Support Evaluation of the Strategic Training Initiative in Health Research Oct. 2013 March 2014
1.1.2 Training and Career Support Evaluation of CIHR Fellowships Aug. 2013 Dec. 2014
1.2.1 Institute-driven Initiatives Joint Audit and Evaluation of Institute Sponsored Initiatives Sept. 2013 Oct. 2014
1.2.1 Institute-driven Initiatives Joint Audit and Evaluation of Institute Support Grants Sept. 2013 Oct. 2014
1.2.1 Institute-driven Initiatives Canadian Longitudinal Study on Aging Evaluation Aug. 2013 Oct. 2014
1.2.1 Institute-driven Initiatives Evaluation of the Global Health Research Initiative June 2013 Oct. 2014
1.2.2 Horizontal Health Research Initiatives Joint Evaluation of the Networks of Centers of Excellence and Business-led Networks of Centers of Excellence Programs Sept. 2013 Nov. 2014
1.2.1 Institute-driven Initiatives Evaluation of the Global Alliance for Chronic Diseases Nov. 2012 Jan. 2015
1.1.2 Training and Career Support Banting Postdoctoral Fellowships Program Evaluation Dec. 2013 March 2015
1.1.2 Training and Career Support Evaluation of Doctoral Research Awards Program April 2014 Mar 2015
1.2.1 Institute-driven Initiatives Evaluation of the Evidence Informed Healthcare Renewal Initiative April 2014 Oct 2015
1.1.1 Operating Support Teams and Groups Program Evaluation Oct 2014 Mar 2016
1.2.1 Institute-driven Initiatives Evaluation of the CIHR International Strategy and Initiatives Oct 2014 Mar 2016
1.1.1 Operating Support; 1.2.1 Institute-driven Initiatives Evaluation of the Effectiveness of Partnerships and Horizontal Initiatives Oct 2014 Mar 2016
1.2.1 Institute-driven Initiatives Evaluation of the Strategy for Patient Oriented Research Initiative Oct 2014 Mar 2016
1.1.1 Operating Support; 1.2.1 Institute-driven Initiatives Evaluation of the Directed Grants Program April 2014 Oct 2016
1.1.2 Training and Career Support Canada Research Chairs Evaluation Dec 2014 Mar 2016
1.1.2 Training and Career Support Salary and Career Award Program Evaluation Oct 2015 Mar 2017
1.2.1 Institute-driven Initiatives Evaluation of the Epigenetics Initiative April 2015 Oct 2017
1.2.1 Institute-driven Initiatives Evaluation of the Community-based Primary Healthcare Initiative April 2015 Oct 2017
1.1.1 Operating Support Open Operating Grant Program Evaluation Oct 2015 May 2017
1.2.2 Horizontal Health Research Initiatives Evaluation of the National Anti-Drug Strategy Oct 2015 Mar 2017
1.2.1 Institute-driven Initiatives Evaluation of the Personalized Medicine Initiative April 2016 Oct 2018
1.2.1 Institute-driven Initiatives Evaluation of the Inflammation in Chronic Disease Initiative April 2016 Oct 2018
1.2.2 Horizontal Health Research Initiatives Centers of Excellence for Commercialization and Research Evaluation Oct 2015 Mar 2017
1.2.2 Horizontal Health Research Initiatives Evaluation of the College and Community Innovation Program Jan 2016 June 2017

Footnotes

Footnote 1

CIHR's Internal Audit dates may be revised based on the Risk Based Audit Plan, which is currently under revision.

1

Footnote 2

As per CIHR's 2014–15 PAA.

2

Footnote 3

Based on CIHR's 2013–14 Evaluation Plan, evaluations and dates may be revised in the 2014–15 Evaluation Plan, which is currently under development.

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